Anthony David Roberts

Last updated
3 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Hargreaves Lansdown Advisory Services Limited (no longer approved here)

    FRN 189627

    • [FCA CF] Client dealing (16 Mar 2023 to 25 Nov 2024)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 14 Jan 2022)
    • CF30 Customer (19 Jun 2014 to 8 Dec 2019)
  • ASCOT LLOYD FINANCIAL PLANNING LIMITED (no longer approved here)

    FRN 144519

    • CF30 Customer (1 Nov 2007 to 16 Oct 2008)
    • CF21 Investment Adviser (4 Dec 2006 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (15 Sep 2006 to 4 Dec 2006)
  • The On-Line Partnership Limited (no longer approved here)

    FRN 192638

    • CF21 Investment Adviser (6 Feb 2002 to 25 Aug 2005)
    • CF7 Sole Trader (AR) (6 Feb 2002 to 25 Aug 2005)
  • A D Roberts Consulting (no longer approved here)

    FRN 209766

    • (1)Employed By (6 Feb 2002 to 25 Aug 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.