Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Hargreaves Lansdown Savings Limited (no longer approved here)

    FRN 915119

    • [FCA CF] Manager of certification employee (1 Jul 2024 to 1 Aug 2025)
    • SMF3 Executive Director (18 Mar 2022 to 30 Jun 2024)
    • [FCA CF] Significant management (28 Feb 2022 to 18 Mar 2022)
    • [FCA CF] Material risk taker (28 Feb 2022 to 18 Mar 2022)
  • HARGREAVES LANSDOWN FUND MANAGERS LTD. (no longer approved here)

    FRN 166016

    • SMF3 Executive Director (18 Mar 2022 to 9 Oct 2023)
    • [FCA CF] Material risk taker (28 Feb 2022 to 18 Mar 2022)
    • [FCA CF] Significant management (28 Feb 2022 to 18 Mar 2022)
    • [FCA CF] Manager of certification employee (28 Feb 2022 to 18 Mar 2022)
  • Hargreaves Lansdown Advisory Services Limited (no longer approved here)

    FRN 189627

    • [FCA CF] Manager of certification employee (28 Feb 2022 to 1 Aug 2025)
    • [FCA CF] Material risk taker (28 Feb 2022 to 21 Aug 2024)
    • [FCA CF] Significant management (28 Feb 2022 to 18 Mar 2022)
  • VM Advisory Limited (no longer approved here)

    FRN 671280

    • [FCA CF] Client dealing (6 May 2020 to 27 Jan 2022)
    • SMF3 Executive Director (9 Dec 2019 to 2 Mar 2021)
    • CF30 Customer (8 Dec 2016 to 8 Dec 2019)
    • CF28 Systems and controls (8 Dec 2016 to 8 Dec 2019)
    • CF1 Director (8 Dec 2016 to 8 Dec 2019)
  • Clydesdale Bank Plc (no longer approved here)

    FRN 121873

    • Director of firm who is not a certification employee or a SMF manager (15 Oct 2018 to 5 May 2022)
  • OCTOPUS MONEY UNIT TRUST MANAGERS LIMITED (no longer approved here)

    FRN 171748

    • CF2 Non Executive Director (5 Dec 2017 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.