VM Advisory Limited

• Principal Place of Business

  Whitfield Studios

  50a Charlotte Street

  London

  W1T 2NS

  UNITED KINGDOM

  Phone

  +442073132000

• Complaints Contact

  Whitfield Studios

  50a Charlotte Street

  London

  W1T 2NS

  UNITED KINGDOM

  Phone

  +442073132000

• P2P Lending Advice

  For Professional

• Investment Advice (no pensions)

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Runs Investment Funds

• Investment Setup

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Amy Elizabeth Stirling

  IRN AXS04403

  • [FCA CF] Client dealing (6 May 2020 to 27 Jan 2022)
  • SMF3 Executive Director (9 Dec 2019 to 2 Mar 2021)
  • CF28 Systems and controls (8 Dec 2016 to 8 Dec 2019)
  • CF30 Customer (8 Dec 2016 to 8 Dec 2019)
  • CF1 Director (8 Dec 2016 to 8 Dec 2019)
• Anita Waters

  IRN AXW02278

  • CF1 Director (21 Jul 2016 to 23 Jan 2019)
• Ash Shah

  IRN AXS00382

  • [FCA CF] Client dealing (since 26 Jun 2021)
  • SMF3 Executive Director (since 1 Mar 2021)
• Caroline Louise Gar Yun Ng

  IRN CLN01019

  • [FCA CF] Client dealing (9 Dec 2019 to 31 Aug 2023)
  • CF30 Customer (14 Dec 2015 to 8 Dec 2019)
• Dale Jonathan Elliott

  IRN DJE01133

  • [FCA CF] Client dealing (9 Dec 2019 to 31 Mar 2022)
  • CF30 Customer (7 May 2015 to 8 Dec 2019)
• Edouard Philippe Charles Marie Muuls

  IRN EPM01018

  • CF30 Customer (8 Jul 2016 to 28 Jun 2019)
• Frederick Christopher Ruggles Andrewes

  IRN FXA07587

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (30 Oct 2018 to 8 Dec 2019)
• Hayley Gordon

  IRN HXF01192

  • [FCA CF] Client dealing (9 Dec 2019 to 23 Apr 2025)
  • CF30 Customer (27 Apr 2016 to 8 Dec 2019)
• Hirad Horoufchin

  IRN HXH01407

  • [FCA CF] Client dealing (9 Mar 2023 to 23 Apr 2025)
• Ian Philip Woods

  IRN IPW01026

  • [FCA CF] Client dealing (since 6 May 2020)
  • SMF3 Executive Director (since 9 Dec 2019)
  • CF1 Director (7 May 2015 to 8 Dec 2019)
  • CF28 Systems and controls (7 May 2015 to 30 Jul 2015)

No changes recorded yet.