Date authorised
7 May 2015
Companies House
08088493
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Whitfield Studios
    50a Charlotte Street
    London
    W1T 2NS
    UNITED KINGDOM
    Phone
    +442073132000
  • Complaints Contact

    Whitfield Studios
    50a Charlotte Street
    London
    W1T 2NS
    UNITED KINGDOM
    Phone
    +442073132000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Professional

  • Investment Advice (no pensions)

    For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Runs Investment Funds

  • Investment Setup

    For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Manages Your Portfolio

    For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • John Patrick Moorhead

    IRN JPM01374

    • CF28 Systems and controls (7 Sep 2015 to 1 Jul 2016)
    • CF1 Director (7 Sep 2015 to 1 Jul 2016)
    • CF30 Customer (7 Sep 2015 to 1 Jul 2016)
  • Joseph Daniel Margison

    IRN JDM01265

    • [FCA CF] Client dealing (9 Dec 2019 to 30 Oct 2025)
    • CF30 Customer (11 Dec 2015 to 8 Dec 2019)
  • Lianne Stephanie Mathieson

    IRN LXM00410

    • SMF17 Money Laundering Reporting Officer (MLRO) (7 Apr 2022 to 25 Feb 2026)
    • SMF3 Executive Director (7 Apr 2022 to 25 Feb 2026)
    • SMF16 Compliance Oversight (7 Apr 2022 to 25 Feb 2026)
  • Luigi Brambilla

    IRN LXB00285

    • [FCA CF] Client dealing (6 May 2020 to 29 Jul 2021)
  • Matthew Downie Bridge

    IRN MXB01902

    • [FCA CF] Client dealing (9 Dec 2019 to 31 Aug 2023)
    • CF30 Customer (27 Apr 2016 to 8 Dec 2019)
  • Max Neuberger

    IRN MXN13088

    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 10 Dec 2021)
    • SMF3 Executive Director (9 Dec 2019 to 10 Dec 2021)
    • SMF16 Compliance Oversight (9 Dec 2019 to 10 Dec 2021)
    • CF10 Compliance Oversight (14 Jun 2019 to 8 Dec 2019)
    • CF1 Director (14 Jun 2019 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (14 Jun 2019 to 8 Dec 2019)
  • Natalie Deborah Selwyn

    IRN NXS00790

    • SMF16 Compliance Oversight (since 24 Feb 2026)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 24 Feb 2026)
    • SMF3 Executive Director (since 24 Feb 2026)
  • Nicholas Anthony Robert Fox

    IRN NAF01058

    • CF1 Director (7 May 2015 to 30 Jul 2015)
  • Patrick McCall

    IRN PXM02090

    • [FCA CF] Client dealing (9 Dec 2019 to 6 Apr 2022)
    • CF30 Customer (7 May 2015 to 8 Dec 2019)
  • Peter Michael Russell Norris Norris

    IRN PMN01026

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (7 May 2015 to 8 Dec 2019)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.