Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 7. Giving personal recommendations on long-term care insurance contracts
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • CF30 Customer (21 Aug 2014 to 8 Dec 2019)
    • CF22 Investment Adviser (Trainee) (12 Apr 2007 to 11 Jul 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.