Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 19 Jul 2023)
    • [FCA CF] Functions requiring qualifications (since 19 Jul 2023)
  • Pension Works Limited (no longer approved here)

    FRN 739922

    • [FCA CF] Functions requiring qualifications (1 Sep 2020 to 19 Jun 2023)
  • Wealth At Work Limited (no longer approved here)

    FRN 417367

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 10 Jun 2020)
    • CF30 Customer (1 Dec 2017 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.