Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Pension Works Limited
FRN 739922
- 11. Pension transfer specialist
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Functions requiring qualifications (since 12 Aug 2024)
- SMF16 Compliance Oversight (since 17 May 2023)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 17 May 2023)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.