Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Alexander Beard Investment Management Limited (no longer approved here)

    FRN 225566

    • SMF17 Money Laundering Reporting Officer (MLRO) (1 May 2025 to 4 Sep 2025)
    • SMF16 Compliance Oversight (1 May 2025 to 4 Sep 2025)
  • Pension Works Limited (no longer approved here)

    FRN 739922

    • SMF17 Money Laundering Reporting Officer (MLRO) (18 Mar 2021 to 5 Dec 2022)
    • SMF16 Compliance Oversight (18 Mar 2021 to 5 Dec 2022)
  • TrinityBridge Limited (no longer approved here)

    FRN 119329

    • CF10 Compliance Oversight (10 Oct 2016 to 21 Nov 2016)
    • CF11 Money Laundering Reporting (10 Oct 2016 to 21 Nov 2016)
  • TrinityBridge Fund Management Limited (no longer approved here)

    FRN 175827

    • CF10 Compliance Oversight (21 Jul 2016 to 8 Dec 2019)
  • Franklin Templeton Fund Management Limited (no longer approved here)

    FRN 122222

    • CF11 Money Laundering Reporting (1 Dec 2001 to 30 Sep 2006)
    • CF10 Compliance Oversight (1 Dec 2001 to 30 Sep 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.