Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- SMF17 Money Laundering Reporting Officer (MLRO) (1 May 2025 to 4 Sep 2025)
- SMF16 Compliance Oversight (1 May 2025 to 4 Sep 2025)
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- SMF17 Money Laundering Reporting Officer (MLRO) (18 Mar 2021 to 5 Dec 2022)
- SMF16 Compliance Oversight (18 Mar 2021 to 5 Dec 2022)
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- CF10 Compliance Oversight (10 Oct 2016 to 21 Nov 2016)
- CF11 Money Laundering Reporting (10 Oct 2016 to 21 Nov 2016)
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- CF10 Compliance Oversight (21 Jul 2016 to 8 Dec 2019)
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- CF11 Money Laundering Reporting (1 Dec 2001 to 30 Sep 2006)
- CF10 Compliance Oversight (1 Dec 2001 to 30 Sep 2006)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.