Alexander Beard Investment Management Limited

Date authorised
1 April 2013
Companies House
04216659
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Unit 14-15
    Rossmore Business Village, Inward Way
    Ellesmere Port
    Merseyside
    CH65 3EY
    UNITED KINGDOM
    Phone
    +441513465460
    Web
    https://www.abg.net

  • Complaints Contact

    Unit 14-15
    Rossmore Business Village, Inward Way
    Ellesmere Port
    Merseyside
    CH65 3EY
    UNITED KINGDOM
    Phone
    +441513465460

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Stakeholder pension scheme, Unit

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Buy-to-Let Start Date

  • Buy-to-Let End Date

  • Buy-to-Let Status

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Alan Taylor

    IRN AXT00018

    • CF2 Non Executive Director (12 Apr 2017 to 27 Sep 2017)
  • Alistair West

    IRN AXW00459

    • Appointed representative dealing with clients for which they require qualification (6 Jun 2022 to 13 Nov 2024)
    • CF30 Customer (1 Jun 2022 to 13 Nov 2024)
  • Andrew James MacIntyre Moore

    IRN AJM00173

    • Responsible for Insurance Distribution (since 15 Sep 2025)
    • SMF3 Executive Director (since 15 Sep 2025)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 15 Sep 2025)
    • SMF16 Compliance Oversight (since 15 Sep 2025)
    • CF1 Director (AR) (2 Sep 2021 to 1 Aug 2024)
    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 1 Aug 2024)
    • SMF3 Executive Director (9 Dec 2019 to 1 Aug 2024)
    • Responsible for Insurance Distribution (1 Oct 2018 to 1 Aug 2024)
    • CF30 Customer (1 Nov 2007 to 1 Aug 2024)
    • Responsible for Insurance Mediation (1 Nov 2006 to 30 Sep 2018)
    • CF8 Apportionment and Oversight (1 Nov 2006 to 31 Mar 2009)
    • CF1 Director (1 Nov 2006 to 8 Dec 2019)
    • CF21 Investment Adviser (10 Jan 2005 to 31 Oct 2007)
    • CF24 Pension Transfer Specialist (10 Jan 2005 to 31 Oct 2007)
  • Anita Brennan

    IRN AXB00979

    • SMF3 Executive Director (since 22 Apr 2022)
  • Christina Anne James

    IRN CXJ91691

    • Appointed representative dealing with clients for which they require qualification (25 Aug 2020 to 18 Apr 2024)
    • CF30 Customer (25 Aug 2020 to 18 Apr 2024)
  • Christine Dora Haslam

    IRN CDH01072

    • CF11 Money Laundering Reporting (29 Jul 2015 to 17 Mar 2017)
    • CF10 Compliance Oversight (29 Jul 2015 to 17 Mar 2017)
  • Christopher John Grenan

    IRN CJG00052

    • CF30 Customer (11 Mar 2008 to 15 Jul 2008)
  • Colin Robert Nicol

    IRN CRN00001

    • Appointed representative dealing with clients for which they require qualification (19 Jun 2020 to 1 Sep 2025)
    • CF30 Customer (19 Jun 2020 to 1 Sep 2025)
  • David Somerville McGowan

    IRN DSM00004

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 20 Jul 2020)
    • [FCA CF] Client dealing (9 Dec 2019 to 20 Jul 2020)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 20 Jul 2020)
    • CF30 Customer (29 Sep 2017 to 20 Jul 2020)
  • David Stitcher

    IRN DXS01273

    • SMF16 Compliance Oversight (1 May 2025 to 4 Sep 2025)
    • SMF17 Money Laundering Reporting Officer (MLRO) (1 May 2025 to 4 Sep 2025)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

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