Andrew James MacIntyre Moore

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Alexander Beard Investment Management Limited

    FRN 225566

    • SMF16 Compliance Oversight (since 15 Sep 2025)
    • SMF3 Executive Director (since 15 Sep 2025)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 15 Sep 2025)
    • Responsible for Insurance Distribution (since 15 Sep 2025)
    • CF1 Director (AR) (2 Sep 2021 to 1 Aug 2024)
    • SMF3 Executive Director (9 Dec 2019 to 1 Aug 2024)
    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 1 Aug 2024)
    • Responsible for Insurance Distribution (1 Oct 2018 to 1 Aug 2024)
    • CF30 Customer (1 Nov 2007 to 1 Aug 2024)
    • Responsible for Insurance Mediation (1 Nov 2006 to 30 Sep 2018)
    • CF8 Apportionment and Oversight (1 Nov 2006 to 31 Mar 2009)
    • CF1 Director (1 Nov 2006 to 8 Dec 2019)
    • CF24 Pension Transfer Specialist (10 Jan 2005 to 31 Oct 2007)
    • CF21 Investment Adviser (10 Jan 2005 to 31 Oct 2007)
  • Alexander Beard Ltd. (no longer approved here)

    FRN 765002

    • (15)Employed By (29 Jun 2021 to 1 Aug 2024)
  • Forvis Mazars Financial Planning Limited (no longer approved here)

    FRN 182644

    • CF21 Investment Adviser (1 Dec 2001 to 28 May 2003)

Recent activity

Updates to this individual's record on the FCA register.

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