Brendan Charles Walter Cleary

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Hoxton Capital Management (UK) Ltd (no longer approved here)
FRN 826793
- [FCA CF] Client dealing (28 Jun 2021 to 16 Aug 2022)
- [FCA CF] Functions requiring qualifications (28 Jun 2021 to 16 Aug 2022)
Pension Works Limited (no longer approved here)
FRN 739922
- [FCA CF] Functions requiring qualifications (2 Mar 2020 to 16 Mar 2021)
Blevins Franks Financial Management Limited (no longer approved here)
FRN 179731
- CF30 Customer (8 Oct 2016 to 27 Sep 2019)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.