Hoxton Capital Management (UK) Ltd

• Principal Place of Business

  10th Floor

  1 Blossom Yard & Studios

  London

  E1 6SG

  UNITED KINGDOM

  Phone

  +442039173757

• Complaints Contact

  Dock Office

  1 Fleur De Lis Passage

  London

  E1 6RB

  UNITED KINGDOM

  Phone

  +442039173757

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Buy-to-Let Start Date

• Buy-to-Let End Date

• Buy-to-Let Status

• Credit Brokering

• Debt Advice

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  • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Credit Score Services

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  • · This permission is limited to not carrying out credit repair services

• Alan Douglas Gillespie

  IRN AXG00238

  • [FCA CF] Functions requiring qualifications (18 Feb 2021 to 24 Sep 2021)
  • [FCA CF] Client dealing (18 Feb 2021 to 24 Sep 2021)
• Andrianna Rawlings

  IRN AXR00951

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Client dealing (since 24 Jul 2024)
  • [FCA CF] Functions requiring qualifications (since 24 Jul 2024)
• Anthony Cappalonga

  IRN AXC00278

  • CF30 Customer (4 Feb 2021 to 14 Feb 2022)
• Antony Marziban

  IRN AXM01117

  • [FCA CF] Functions requiring qualifications (23 Mar 2022 to 20 Sep 2022)
  • [FCA CF] Client dealing (23 Mar 2022 to 20 Sep 2022)
• Avi Shah

  IRN AXS00816

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Client dealing (since 1 Jul 2021)
  • [FCA CF] Functions requiring qualifications (since 1 Jul 2021)
• Brendan Charles Walter Cleary

  IRN BCC01040

  • [FCA CF] Client dealing (28 Jun 2021 to 16 Aug 2022)
  • [FCA CF] Functions requiring qualifications (28 Jun 2021 to 16 Aug 2022)
• Carl James Hetherington

  IRN CXH00169

  • [FCA CF] Functions requiring qualifications (26 May 2020 to 5 Feb 2024)
  • [FCA CF] Client dealing (26 May 2020 to 5 Feb 2024)
• Christopher Anthony Ball

  IRN CXB00189

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 20 Jan 2020)
  • [FCA CF] Functions requiring qualifications (since 20 Jan 2020)
• Christopher Gerard Montgomery Wicks

  IRN CGW00003

  • [FCA CF] Functions requiring qualifications (10 Sep 2024 to 8 Nov 2024)
  • [FCA CF] Client dealing (10 Sep 2024 to 8 Nov 2024)
• Daniel Abbott

  IRN DXA00304

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Functions requiring qualifications (since 20 Jan 2023)
  • [FCA CF] Client dealing (since 20 Jan 2023)

• Mortgageshed Ltd (no longer appointed)

  FRN 946432 · Appointed 5 Mar 2021 · Until 4 Aug 2021

• Cameron James Limited (no longer appointed)

  FRN 945566 · Appointed 24 Feb 2021 · Until 3 Aug 2022

• Adsen Moore Financial Consulting Ltd (no longer appointed)

  FRN 923170 · Appointed 23 Mar 2020 · Until 17 Feb 2022

No changes recorded yet.