Hoxton Capital Management (UK) Ltd

• Principal Place of Business

  10th Floor

  1 Blossom Yard & Studios

  London

  E1 6SG

  UNITED KINGDOM

  Phone

  +442039173757

• Complaints Contact

  Dock Office

  1 Fleur De Lis Passage

  London

  E1 6RB

  UNITED KINGDOM

  Phone

  +442039173757

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Buy-to-Let Start Date

• Buy-to-Let End Date

• Buy-to-Let Status

• Credit Brokering

• Debt Advice

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  • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Credit Score Services

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  • · This permission is limited to not carrying out credit repair services

• Daniel Goggin

  IRN DXG01709

  • CF30 Customer (30 Jul 2020 to 14 Feb 2022)
  • CF1 Director (AR) (30 Jul 2020 to 14 Feb 2022)
• Declan Trainor

  IRN DXT00387

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Functions requiring qualifications (since 25 Nov 2024)
• Dominic James Murray

  IRN DXM00387

  • CF30 Customer (9 Apr 2021 to 22 Jul 2022)
  • CF1 Director (AR) (9 Apr 2021 to 22 Jul 2022)
• Francesco Morabito

  IRN FXM00170

  • [FCA CF] Client dealing (8 Mar 2022 to 16 Sep 2022)
  • [FCA CF] Functions requiring qualifications (8 Mar 2022 to 16 Sep 2022)
• Gemma Tracey Chambers

  IRN GXC00424

  • SMF17 Money Laundering Reporting Officer (MLRO) (16 Oct 2024 to 28 Jan 2025)
  • SMF16 Compliance Oversight (16 Oct 2024 to 28 Jan 2025)
• George Stainton

  IRN GXS02546

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 25 Jul 2024)
  • [FCA CF] Client dealing (since 25 Jul 2024)
  • [FCA CF] Functions requiring qualifications (3 Mar 2021 to 12 Apr 2022)
  • [FCA CF] Client dealing (3 Mar 2021 to 12 Apr 2022)
• Gianpaolo Parodi

  IRN GXP01131

  • CF30 Customer (18 Jun 2021 to 14 Feb 2022)
• Jack Edward Hindson Burt

  IRN JXB03277

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 3 Oct 2024)
• Jack Logan Povah

  IRN JXP00648

  • [FCA CF] Client dealing (4 May 2023 to 12 Dec 2025)
  • [FCA CF] Functions requiring qualifications (4 May 2023 to 12 Dec 2025)
• James Stovell

  IRN JXS00055

  • CF30 Customer (8 Oct 2020 to 14 Feb 2022)

• Mortgageshed Ltd (no longer appointed)

  FRN 946432 · Appointed 5 Mar 2021 · Until 4 Aug 2021

• Cameron James Limited (no longer appointed)

  FRN 945566 · Appointed 24 Feb 2021 · Until 3 Aug 2022

• Adsen Moore Financial Consulting Ltd (no longer appointed)

  FRN 923170 · Appointed 23 Mar 2020 · Until 17 Feb 2022

No changes recorded yet.