Hoxton Capital Management (UK) Ltd

• Principal Place of Business

  10th Floor

  1 Blossom Yard & Studios

  London

  E1 6SG

  UNITED KINGDOM

  Phone

  +442039173757

• Complaints Contact

  Dock Office

  1 Fleur De Lis Passage

  London

  E1 6RB

  UNITED KINGDOM

  Phone

  +442039173757

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Buy-to-Let Start Date

• Buy-to-Let End Date

• Buy-to-Let Status

• Credit Brokering

• Debt Advice

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  • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Credit Score Services

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  • · This permission is limited to not carrying out credit repair services

• Jesper Sommer Christensen

  IRN JXC00722

  • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Functions requiring qualifications (since 10 May 2023)
  • [FCA CF] Client dealing (since 10 May 2023)
• Jessica Rooney

  IRN JXR00656

  • 11. Pension transfer specialist
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Client dealing (since 1 Sep 2022)
  • [FCA CF] Functions requiring qualifications (since 1 Sep 2022)
• John David Shirreffs

  IRN JDS00047

  • [FCA CF] Client dealing (18 Sep 2024 to 28 Mar 2025)
  • [FCA CF] Functions requiring qualifications (18 Sep 2024 to 28 Mar 2025)
• John Peter Denman

  IRN JPD00003

  • [FCA CF] Functions requiring qualifications (4 Oct 2022 to 7 May 2024)
  • [FCA CF] Client dealing (4 Oct 2022 to 7 May 2024)
• Jonathan James George Laws

  IRN JXL00265

  • CF30 Customer (20 Apr 2021 to 22 Jul 2022)
• Jonathan Simon Brookes

  IRN JSB00002

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Functions requiring qualifications (since 14 Apr 2021)
  • [FCA CF] Client dealing (since 14 Apr 2021)
• Jonathon Bithell

  IRN JXB23944

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Functions requiring qualifications (since 29 Oct 2024)
• Joshua Alverne Walter Bulbeck

  IRN JXB01417

  • [FCA CF] Functions requiring qualifications (21 Oct 2024 to 8 Nov 2024)
• Kareem Uddin Rathore

  IRN KXR00097

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Functions requiring qualifications (since 1 Dec 2023)
  • [FCA CF] Client dealing (since 1 Dec 2023)
  • [FCA CF] Functions requiring qualifications (9 Mar 2021 to 18 Oct 2022)
  • [FCA CF] Client dealing (9 Mar 2021 to 18 Oct 2022)
• Lewis Paterson

  IRN LXP00317

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Functions requiring qualifications (since 11 Apr 2023)
  • [FCA CF] Client dealing (since 11 Apr 2023)

• Mortgageshed Ltd (no longer appointed)

  FRN 946432 · Appointed 5 Mar 2021 · Until 4 Aug 2021

• Cameron James Limited (no longer appointed)

  FRN 945566 · Appointed 24 Feb 2021 · Until 3 Aug 2022

• Adsen Moore Financial Consulting Ltd (no longer appointed)

  FRN 923170 · Appointed 23 Mar 2020 · Until 17 Feb 2022

No changes recorded yet.