Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 23 Dec 2025)
  • BLACKTOWER FINANCIAL MANAGEMENT LIMITED (no longer approved here)

    FRN 188611

    • Appointed representative dealing with clients for which they require qualification (29 Jan 2025 to 18 Aug 2025)
    • CF30 Customer (27 Jan 2025 to 18 Aug 2025)
    • [FCA CF] Client dealing (27 Jan 2025 to 18 Aug 2025)
    • [FCA CF] Functions requiring qualifications (27 Jan 2025 to 18 Aug 2025)
  • Hoxton Capital Management (UK) Ltd (no longer approved here)

    FRN 826793

    • [FCA CF] Functions requiring qualifications (21 Oct 2024 to 8 Nov 2024)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF30 Customer (27 Jun 2023 to 31 Jul 2024)
    • Appointed representative dealing with clients for which they require qualification (11 Apr 2023 to 31 Jul 2024)
  • Peter Harding Practice Ltd (no longer approved here)

    FRN 402110

    • (10)Employed By (27 Jun 2023 to 31 Jul 2024)

Recent activity

Updates to this individual's record on the FCA register.

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