Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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HSBC UK Bank Plc
FRN 765112
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Functions requiring qualifications (since 23 Dec 2025)
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- Appointed representative dealing with clients for which they require qualification (29 Jan 2025 to 18 Aug 2025)
- CF30 Customer (27 Jan 2025 to 18 Aug 2025)
- [FCA CF] Client dealing (27 Jan 2025 to 18 Aug 2025)
- [FCA CF] Functions requiring qualifications (27 Jan 2025 to 18 Aug 2025)
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- [FCA CF] Functions requiring qualifications (21 Oct 2024 to 8 Nov 2024)
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- CF30 Customer (27 Jun 2023 to 31 Jul 2024)
- Appointed representative dealing with clients for which they require qualification (11 Apr 2023 to 31 Jul 2024)
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- (10)Employed By (27 Jun 2023 to 31 Jul 2024)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.