Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 16 Apr 2025)
    • [FCA CF] Functions requiring qualifications (since 19 Sep 2024)
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 13 Feb 2025)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 29 Oct 2024)
  • Scottish Widows Schroder Personal Wealth Limited (no longer approved here)

    FRN 830170

    • [FCA CF] Functions requiring qualifications (14 Aug 2022 to 31 Dec 2023)
    • [FCA CF] Client dealing (14 Aug 2022 to 31 Dec 2023)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • Appointed representative dealing with clients for which they require qualification (23 Jan 2020 to 1 Jun 2022)
    • CF30 Customer (15 Nov 2019 to 1 Jun 2022)
  • Ted Wilson (no longer approved here)

    FRN 498896

    • (3)Employed By (15 Nov 2019 to 1 Jun 2022)

Recent activity

Updates to this individual's record on the FCA register.

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