Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Hoxton Wealth (UK) Ltd
FRN 586130
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- [FCA CF] Client dealing (since 16 Apr 2025)
- [FCA CF] Functions requiring qualifications (since 19 Sep 2024)
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Family First Financial Services Limited
FRN 225111
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Functions requiring qualifications (since 13 Feb 2025)
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Hoxton Capital Management (UK) Ltd
FRN 826793
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- [FCA CF] Functions requiring qualifications (since 29 Oct 2024)
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- [FCA CF] Functions requiring qualifications (14 Aug 2022 to 31 Dec 2023)
- [FCA CF] Client dealing (14 Aug 2022 to 31 Dec 2023)
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- Appointed representative dealing with clients for which they require qualification (23 Jan 2020 to 1 Jun 2022)
- CF30 Customer (15 Nov 2019 to 1 Jun 2022)
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- (3)Employed By (15 Nov 2019 to 1 Jun 2022)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.