Hoxton Wealth (UK) Ltd

• Principal Place of Business

  10th Floor

  Blossom Yard & Studios

  London

  E1 6SG

  UNITED KINGDOM

  Phone

  +4402039173757

  Web

  https://www.hoxtonwealth.co.uk

• Complaints Contact

  Dock Office

  1 Fleur De Lis Passage

  London

  E1 6RB

  UNITED KINGDOM

  Phone

  +4402039173757

• P2P Lending Advice

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Aaron Stevenson

  IRN AXS05658

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 3 Dec 2025)
  • [FCA CF] Client dealing (since 3 Dec 2025)
• Adam John Peters Liddelow

  IRN AJL01281

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 24 Mar 2025)
  • [FCA CF] Functions requiring qualifications (since 5 Mar 2025)
• Adrian Benjamin

  IRN AXB00279

  • [FCA CF] Functions requiring qualifications (14 Oct 2024 to 1 May 2025)
• Andrew James Nicolson

  IRN AJN00021

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 10 May 2023)
  • [FCA CF] Client dealing (9 Dec 2019 to 10 May 2023)
  • CF30 Customer (1 Jul 2017 to 8 Dec 2019)
• Andrianna Rawlings

  IRN AXR00951

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 16 Apr 2025)
  • [FCA CF] Functions requiring qualifications (since 13 Jan 2025)
• Antony Kevin Devine

  IRN AKD01014

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • SMF3 Executive Director (9 Dec 2019 to 14 Nov 2024)
  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 14 Nov 2024)
  • SMF16 Compliance Oversight (9 Dec 2019 to 14 Nov 2024)
  • Responsible for Insurance Distribution (1 Oct 2018 to 14 Nov 2024)
  • Responsible for Insurance Mediation (3 Dec 2012 to 30 Sep 2018)
  • CF1 Director (3 Dec 2012 to 8 Dec 2019)
  • CF10 Compliance Oversight (3 Dec 2012 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (3 Dec 2012 to 8 Dec 2019)
  • CF30 Customer (3 Dec 2012 to 8 Dec 2019)
• Antony Marziban

  IRN AXM01117

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 21 Jan 2026)
  • [FCA CF] Functions requiring qualifications (since 21 Jan 2026)
• Avi Shah

  IRN AXS00816

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 10 Jan 2025)
  • [FCA CF] Functions requiring qualifications (since 10 Jan 2025)
• Charles Whitebread

  IRN CXW00769

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 3 Jul 2025)
  • [FCA CF] Client dealing (since 3 Jul 2025)
• Christopher Anthony Ball

  IRN CXB00189

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 16 Apr 2025)
  • [FCA CF] Functions requiring qualifications (since 13 Jan 2025)

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