Hoxton Capital Management (UK) Ltd

• Principal Place of Business

  10th Floor

  1 Blossom Yard & Studios

  London

  E1 6SG

  UNITED KINGDOM

  Phone

  +442039173757

• Complaints Contact

  Dock Office

  1 Fleur De Lis Passage

  London

  E1 6RB

  UNITED KINGDOM

  Phone

  +442039173757

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Buy-to-Let Start Date

• Buy-to-Let End Date

• Buy-to-Let Status

• Credit Brokering

• Debt Advice

  Show 1 limitation Hide limitations

  • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Credit Score Services

  Show 1 limitation Hide limitations

  • · This permission is limited to not carrying out credit repair services

• Lewis Smith

  IRN LXS00697

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Functions requiring qualifications (since 25 Nov 2024)
• Linda Giuliana Lago Serrudo

  IRN LXL00287

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Client dealing (since 23 Jul 2024)
  • [FCA CF] Functions requiring qualifications (since 23 Jul 2024)
• Louis George Eyles

  IRN LXE00030

  • [FCA CF] Functions requiring qualifications (26 Jan 2021 to 24 Jan 2022)
  • [FCA CF] Client dealing (26 Jan 2021 to 24 Jan 2022)
• Luke Bennett

  IRN LXB00452

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Functions requiring qualifications (since 29 Jun 2022)
  • [FCA CF] Client dealing (since 29 Jun 2022)
• Maria Fadeeva

  IRN MXF77307

  • Responsibility for MCD Intermediation (21 Aug 2020 to 7 May 2024)
  • [FCA CF] Client dealing (21 Aug 2020 to 7 May 2024)
  • SMF3 Executive Director (21 Aug 2020 to 7 May 2024)
  • [FCA CF] Functions requiring qualifications (21 Aug 2020 to 7 May 2024)
• Matthew Paul Dean

  IRN MPD01140

  • 11. Pension transfer specialist
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • SMF16 Compliance Oversight (since 17 Apr 2025)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 17 Apr 2025)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • SMF3 Executive Director (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 21 Oct 2024)
  • SMF16 Compliance Oversight (9 Dec 2019 to 21 Oct 2024)
  • CF10 Compliance Oversight (15 Oct 2019 to 8 Dec 2019)
  • CF1 Director (15 Oct 2019 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (15 Oct 2019 to 8 Dec 2019)
  • CF30 Customer (15 Oct 2019 to 8 Dec 2019)
  • Responsible for Insurance Distribution (15 Oct 2019 to 21 Oct 2024)
• Michael Richard Yuille

  IRN MXY00043

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 19 Apr 2021)
  • [FCA CF] Client dealing (since 19 Apr 2021)
• Moheen Ahmed

  IRN MXA00278

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 3 Mar 2021)
  • [FCA CF] Functions requiring qualifications (since 3 Mar 2021)
• Nabeel Ashraf

  IRN NXA00147

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 23 Jun 2021)
  • [FCA CF] Functions requiring qualifications (since 23 Jun 2021)
• Naomi Turner

  IRN NXT00037

  • [FCA CF] Manager of certification employee (6 May 2021 to 18 Apr 2024)

• Mortgageshed Ltd (no longer appointed)

  FRN 946432 · Appointed 5 Mar 2021 · Until 4 Aug 2021

• Cameron James Limited (no longer appointed)

  FRN 945566 · Appointed 24 Feb 2021 · Until 3 Aug 2022

• Adsen Moore Financial Consulting Ltd (no longer appointed)

  FRN 923170 · Appointed 23 Mar 2020 · Until 17 Feb 2022

No changes recorded yet.