Matthew Paul Dean

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Family First Financial Services Limited

    FRN 225111

    • Responsible for Insurance Distribution (since 24 Mar 2026)
    • Responsibility for MCD Intermediation (since 17 Apr 2025)
    • SMF16 Compliance Oversight (since 17 Apr 2025)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 17 Apr 2025)
    • SMF3 Executive Director (since 17 Apr 2025)
  • Hoxton Wealth (UK) Ltd

    FRN 586130

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • SMF3 Executive Director (since 17 Apr 2025)
    • [FCA CF] Functions requiring qualifications (since 13 Jan 2025)
    • SMF17 Money Laundering Reporting Officer (MLRO) (17 Apr 2025 to 30 Jan 2026)
    • SMF16 Compliance Oversight (17 Apr 2025 to 30 Jan 2026)
  • Hoxton Capital Management (UK) Ltd

    FRN 826793

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 11. Pension transfer specialist
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • SMF16 Compliance Oversight (since 17 Apr 2025)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 17 Apr 2025)
    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • SMF16 Compliance Oversight (9 Dec 2019 to 21 Oct 2024)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 21 Oct 2024)
    • Responsible for Insurance Distribution (15 Oct 2019 to 21 Oct 2024)
    • CF1 Director (15 Oct 2019 to 8 Dec 2019)
    • CF10 Compliance Oversight (15 Oct 2019 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (15 Oct 2019 to 8 Dec 2019)
    • CF30 Customer (15 Oct 2019 to 8 Dec 2019)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • CF30 Customer (21 May 2018 to 20 Aug 2019)
    • CF1 Director (AR) (21 May 2018 to 20 Aug 2019)
  • Quilter Mortgage Planning Limited (no longer approved here)

    FRN 440718

    • CF1 Director (AR) (21 May 2018 to 20 Aug 2019)

Recent activity

Updates to this individual's record on the FCA register.

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