Hoxton Capital Management (UK) Ltd

• Principal Place of Business

  10th Floor

  1 Blossom Yard & Studios

  London

  E1 6SG

  UNITED KINGDOM

  Phone

  +442039173757

• Complaints Contact

  Dock Office

  1 Fleur De Lis Passage

  London

  E1 6RB

  UNITED KINGDOM

  Phone

  +442039173757

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Buy-to-Let Start Date

• Buy-to-Let End Date

• Buy-to-Let Status

• Credit Brokering

• Debt Advice

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  • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Credit Score Services

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  • · This permission is limited to not carrying out credit repair services

• Nathan Clark D'Cruz

  IRN NXD00075

  • SMF3 Executive Director (17 Jun 2022 to 19 Mar 2025)
  • [FCA CF] Client dealing (10 Feb 2020 to 28 Mar 2025)
  • [FCA CF] Functions requiring qualifications (10 Feb 2020 to 28 Mar 2025)
• Oscar Bugeja

  IRN OXB00171

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Functions requiring qualifications (since 29 Oct 2024)
• Paul Christian Osborne

  IRN PXO00080

  • [FCA CF] Functions requiring qualifications (8 Mar 2022 to 22 Jul 2022)
  • [FCA CF] Client dealing (8 Mar 2022 to 22 Jul 2022)
• Paul Michael Shadbolt

  IRN PMS01078

  • [FCA CF] Functions requiring qualifications (2 Aug 2021 to 31 Jan 2022)
  • [FCA CF] Client dealing (2 Aug 2021 to 31 Jan 2022)
• Philip James Rose

  IRN PJR01093

  • CF30 Customer (9 Apr 2021 to 3 Aug 2021)
  • CF1 Director (AR) (9 Apr 2021 to 3 Aug 2021)
• Rikesh Chauhan

  IRN RXC20921

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Client dealing (since 3 Jul 2023)
  • [FCA CF] Functions requiring qualifications (since 3 Jul 2023)
• Sameer Baree

  IRN SXB00893

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 28 Mar 2022)
  • [FCA CF] Functions requiring qualifications (since 28 Mar 2022)
• Sophia Bhatti

  IRN SXB02332

  • [FCA CF] Functions requiring qualifications (20 Jan 2022 to 16 Aug 2022)
  • [FCA CF] Client dealing (20 Jan 2022 to 16 Aug 2022)
• Stephen Myles McHale

  IRN SMM01237

  • [FCA CF] Client dealing (22 Apr 2020 to 2 Sep 2022)
  • [FCA CF] Functions requiring qualifications (22 Apr 2020 to 2 Sep 2022)
• Thomas Goldie

  IRN TXG00250

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 17 Nov 2023)
  • [FCA CF] Client dealing (since 17 Nov 2023)

• Mortgageshed Ltd (no longer appointed)

  FRN 946432 · Appointed 5 Mar 2021 · Until 4 Aug 2021

• Cameron James Limited (no longer appointed)

  FRN 945566 · Appointed 24 Feb 2021 · Until 3 Aug 2022

• Adsen Moore Financial Consulting Ltd (no longer appointed)

  FRN 923170 · Appointed 23 Mar 2020 · Until 17 Feb 2022

No changes recorded yet.