Sophia Bhatti

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Bond Wealth Ltd
FRN 778835
- [FCA CF] Client dealing (since 15 Oct 2024)
Hoxton Capital Management (UK) Ltd (no longer approved here)
FRN 826793
- [FCA CF] Functions requiring qualifications (20 Jan 2022 to 16 Aug 2022)
- [FCA CF] Client dealing (20 Jan 2022 to 16 Aug 2022)
SKYBOUND WEALTH MANAGEMENT LIMITED (no longer approved here)
FRN 217994
- CF30 Customer (5 Jul 2017 to 13 Dec 2017)
St. James's Place Wealth Management Plc (no longer approved here)
FRN 195351
- CF30 Customer (16 Jan 2014 to 3 Jul 2017)
- CF1 Director (AR) (16 Jan 2014 to 3 Jul 2017)
Wimbledon Wealth Management Ltd (no longer approved here)
FRN 613000
- Employed By (16 Jan 2014 to 3 Jul 2017)
Nationwide Building Society (no longer approved here)
FRN 106078
- CF30 Customer (10 Dec 2012 to 25 Nov 2013)
Lloyds Bank PLC (no longer approved here)
FRN 119278
- CF30 Customer (20 Mar 2012 to 1 Nov 2012)
HSBC Bank Plc (no longer approved here)
FRN 114216
- CF30 Customer (11 Jul 2011 to 10 Feb 2012)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.