Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • CF30 Customer (since 20 Apr 2026)
    • Employed By (since 20 Apr 2026)
  • ARIA PRIVATE CLIENTS LIMITED (no longer approved here)

    FRN 527557

    • [FCA CF] Client dealing (15 Sep 2025 to 2 Feb 2026)
    • [FCA CF] Functions requiring qualifications (15 Sep 2025 to 2 Feb 2026)
  • Hoxton Wealth (UK) Ltd (no longer approved here)

    FRN 586130

    • SMF3 Executive Director (21 Aug 2024 to 14 Nov 2024)
    • [FCA CF] Functions requiring qualifications (13 Jun 2024 to 4 Mar 2025)
    • [FCA CF] Client dealing (13 Jun 2024 to 4 Mar 2025)
  • Hoxton Capital Management (UK) Ltd (no longer approved here)

    FRN 826793

    • SMF3 Executive Director (17 Jun 2022 to 19 Mar 2025)
    • [FCA CF] Client dealing (10 Feb 2020 to 28 Mar 2025)
    • [FCA CF] Functions requiring qualifications (10 Feb 2020 to 28 Mar 2025)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.