Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- Appointed representative dealing with clients for which they require qualification (2 Apr 2024 to 25 Jun 2025)
- [FCA CF] Functions requiring qualifications (2 Apr 2024 to 25 Jun 2025)
- [FCA CF] Client dealing (2 Apr 2024 to 25 Jun 2025)
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- (1)Employed By (15 Feb 2024 to 16 Feb 2024)
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- Appointed representative dealing with clients for which they require qualification (8 Nov 2023 to 16 Feb 2024)
- CF30 Customer (4 Nov 2023 to 16 Feb 2024)
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- (2)Employed By (4 Nov 2023 to 16 Feb 2024)
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- [FCA CF] Functions requiring qualifications (31 Mar 2022 to 14 Jul 2022)
- [FCA CF] Client dealing (31 Mar 2022 to 14 Jul 2022)
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- [FCA CF] Client dealing (26 Jan 2021 to 24 Jan 2022)
- [FCA CF] Functions requiring qualifications (26 Jan 2021 to 24 Jan 2022)
Recent activity
Updates to this individual's record on the FCA register.
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controlled function added: (2)Employed By at Derek Mills