Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • FSJC Ltd (no longer approved here)

    FRN 587643

    • Appointed representative dealing with clients for which they require qualification (2 Apr 2024 to 25 Jun 2025)
    • [FCA CF] Functions requiring qualifications (2 Apr 2024 to 25 Jun 2025)
    • [FCA CF] Client dealing (2 Apr 2024 to 25 Jun 2025)
  • LH Financial Planning Limited (no longer approved here)

    FRN 828888

    • (1)Employed By (15 Feb 2024 to 16 Feb 2024)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • Appointed representative dealing with clients for which they require qualification (8 Nov 2023 to 16 Feb 2024)
    • CF30 Customer (4 Nov 2023 to 16 Feb 2024)
  • Derek Mills (no longer approved here)

    FRN 201744

    • (2)Employed By (4 Nov 2023 to 16 Feb 2024)
  • MB Capital Limited (no longer approved here)

    FRN 504272

    • [FCA CF] Functions requiring qualifications (31 Mar 2022 to 14 Jul 2022)
    • [FCA CF] Client dealing (31 Mar 2022 to 14 Jul 2022)
  • Hoxton Capital Management (UK) Ltd (no longer approved here)

    FRN 826793

    • [FCA CF] Client dealing (26 Jan 2021 to 24 Jan 2022)
    • [FCA CF] Functions requiring qualifications (26 Jan 2021 to 24 Jan 2022)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function added: (2)Employed By at Derek Mills