Date authorised
1 April 2013
Companies House
06948349
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    63 St Mary Axe
    London
    EC3A 8AA
    UNITED KINGDOM
    Phone
    +4402071399100
  • Complaints Contact

    63 St Mary Axe
    London
    EC3A 8AA
    UNITED KINGDOM
    Phone
    +4402071399100

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • P2P Lending Advice

    For Eligible Counterparty, Professional, Retail (Investment)

  • Pension Transfer Advice

    For Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
    • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from pension policies with a Guaranteed Annuity Rate.
  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Debenture, Government and public security, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Debenture, Government and public security, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Retail (Investment), Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Stockbroking

    For Eligible Counterparty, Professional, Retail (Investment), Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Debenture, Government and public security, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Manages Your Portfolio

    For Professional, Retail (Investment), Debenture, Government and public security, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Amir William Anbouche

    IRN AWA01017

    • CF30 Customer (30 Jun 2016 to 1 Aug 2016)
  • Andrew Denis Heryet

    IRN ADH00003

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 15 Feb 2023)
    • [FCA CF] Client dealing (since 15 Feb 2023)
  • Blake Anthony Reddy

    IRN BXR01347

    • [FCA CF] Functions requiring qualifications (12 Apr 2024 to 4 Apr 2025)
  • Blake Howard Sibley

    IRN BHS01036

    • [FCA CF] Functions requiring qualifications (23 Dec 2021 to 30 Dec 2022)
    • [FCA CF] Client dealing (9 Dec 2019 to 30 Dec 2022)
    • CF30 Customer (30 Jun 2016 to 1 Aug 2016)
  • Dominic James Ryder

    IRN DJR01333

    • CF30 Customer (30 Jun 2016 to 1 Aug 2016)
  • Emily Bullus

    IRN EXB00325

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Client dealing (since 28 Feb 2023)
    • [FCA CF] Functions requiring qualifications (since 28 Feb 2023)
  • Ethan Clark Gilbert

    IRN ECG01028

    • CF30 Customer (30 Jun 2016 to 1 Aug 2016)
  • Hamish Roderick Ogilvie

    IRN HRO00001

    • [FCA CF] Client dealing (20 Dec 2023 to 3 Jul 2025)
    • [FCA CF] Functions requiring qualifications (20 Dec 2023 to 3 Jul 2025)
  • Hannah Hambro

    IRN HXH00279

    • [FCA CF] Significant management (11 Jun 2024 to 13 May 2025)
  • Harry James Rushworth

    IRN HJR01049

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 14. Managing investments
    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • [FCA CF] Functions requiring qualifications (since 9 Nov 2022)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (6 Sep 2019 to 8 Dec 2019)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.