Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 9A. Advising on P2P agreements
    • Appointed representative dealing with clients for which they require qualification (since 25 Mar 2026)
    • CF1 Director (AR) (since 25 Mar 2026)
    • CF30 Customer (since 25 Mar 2026)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 9A. Advising on P2P agreements
    • Appointed representative dealing with clients for which they require qualification (since 10 Apr 2025)
    • CF30 Customer (since 1 Apr 2025)
    • CF1 Director (AR) (since 1 Apr 2025)
    • (1)Employed By (since 1 Apr 2025)
  • MB Capital Limited (no longer approved here)

    FRN 504272

    • [FCA CF] Functions requiring qualifications (12 Apr 2024 to 4 Apr 2025)
  • TMS Capital Limited (no longer approved here)

    FRN 195581

    • CF30 Customer (21 Jul 2014 to 6 Oct 2014)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.