TMS Capital Limited

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FRN: 195581
Date authorised: 1 April 2013
Companies House: 03960337
Last scraped: 3 weeks ago

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Addresses

The contact details this firm has registered with the FCA.

Principal Place of Business

The Innovation Centre

Cranfield Technology Park

University Way

Cranfield

Beds

MK43 0BT

UNITED KINGDOM

Phone

+442070991138

Web

https://www.tms-capital.com
Complaints Contact

Cranfield Innovation Centre

University Way

Bedford

Central Bedfordshire

MK43 0BT

UNITED KINGDOM

Phone

+442070991138

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Professional, Retail (Investment), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Rolling spot forex contract, Share, Spread Bet
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Investment Setup

For Professional, Retail (Investment), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Rolling spot forex contract, Spread Bet
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

Adrian Mark Buthee
IRN AMB01199
- SMF1 Chief Executive (since 28 Jan 2025)
- SMF16 Compliance Oversight (since 9 Dec 2019)
- SMF3 Executive Director (since 9 Dec 2019)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
- CF28 Systems and controls (1 Nov 2007 to 8 Dec 2019)
- CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- CF14 Risk Assessment (9 Jan 2007 to 31 Oct 2007)
- CF10 Compliance Oversight (9 Jan 2007 to 8 Dec 2019)
- CF11 Money Laundering Reporting (9 Jan 2007 to 8 Dec 2019)
- CF1 Director (31 Jan 2006 to 8 Dec 2019)
- CF27 Investment Management (15 Aug 2005 to 31 Oct 2007)
- CF26 Customer Trading (25 Jun 2004 to 15 Mar 2006)
- CF21 Investment Adviser (25 Jun 2004 to 31 Oct 2007)
Ajay Shankar Vasdev
IRN ASV01027
- CF30 Customer (23 Jul 2014 to 6 Oct 2014)
Alexander Douglas Carlyle Ainley
IRN ADA01031
- CF30 Customer (14 Apr 2014 to 23 May 2016)
Andrew Lawrence Abel
IRN ALA01011
- CF21 Investment Adviser (31 Jan 2003 to 1 Nov 2003)
Andrew William Hurst
IRN AWH01091
- CF1 Director (10 Sep 2012 to 10 Jan 2014)
- CF30 Customer (27 Feb 2012 to 10 Jan 2014)
Angus Duncan McCrone
IRN ADM01115
- CF14 Risk Assessment (22 Dec 2005 to 9 Jan 2007)
- CF27 Investment Management (18 Jun 2004 to 19 Oct 2007)
- CF10 Compliance Oversight (25 Feb 2004 to 9 Jan 2007)
- CF13 Finance (25 Feb 2004 to 1 Jan 2007)
- CF11 Money Laundering Reporting (25 Feb 2004 to 9 Jan 2007)
- CF1 Director (1 Dec 2001 to 30 Mar 2007)
- CF8 Apportionment and Oversight (1 Dec 2001 to 25 Feb 2004)
- CF3 Chief Executive (1 Dec 2001 to 25 Feb 2004)
- CF21 Investment Adviser (1 Dec 2001 to 4 Oct 2007)
Blake Anthony Reddy
IRN BXR01347
- CF30 Customer (21 Jul 2014 to 6 Oct 2014)
David Humphreys
IRN DXH01675
- CF22 Investment Adviser (Trainee) (24 Nov 2006 to 24 Apr 2007)
Dharmendra Kumar Patel
IRN DKP01017
- CF30 Customer (28 Apr 2015 to 10 Apr 2017)
Duncan MacInnes
IRN DXM01958
- CF30 Customer (1 Oct 2009 to 31 Dec 2012)
- CF1 Director (25 May 2007 to 1 Jan 2009)
- CF22 Investment Adviser (Trainee) (15 Nov 2006 to 19 Oct 2007)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Anoushaa Limited (no longer appointed)
FRN 769007 · Appointed 9 Jan 2017 · Until 24 Apr 2018
Samuel & Co. Trading Limited (no longer appointed)
FRN 743802 · Appointed 12 Apr 2016 · Until 1 Nov 2018
Polden Capital Limited (no longer appointed)
FRN 742935 · Appointed 4 Apr 2016 · Until 31 Jan 2017
Ariolus Limited (no longer appointed)
FRN 741075 · Appointed 18 Mar 2016 · Until 31 Jan 2017
Alphaseeker Investment Management Limited (no longer appointed)
FRN 739396 · Appointed 7 Mar 2016 · Until 31 Oct 2016
Pathburner Limited (no longer appointed)
FRN 739284 · Appointed 4 Mar 2016 · Until 5 Jun 2017
Savernake Technology Limited (no longer appointed)
FRN 739051 · Appointed 3 Mar 2016 · Until 1 Nov 2018
Pathburner Ventures Limited (no longer appointed)
FRN 735871 · Appointed 9 Feb 2016 · Until 9 Nov 2017

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.

What it all means

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.