Duncan MacInnes

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Starmark Investment Management Limited (no longer approved here)
FRN 190249
- [FCA CF] Client dealing (30 Mar 2022 to 22 Jul 2022)
TMS Capital Limited (no longer approved here)
FRN 195581
- CF30 Customer (1 Oct 2009 to 31 Dec 2012)
- CF1 Director (25 May 2007 to 1 Jan 2009)
- CF22 Investment Adviser (Trainee) (15 Nov 2006 to 19 Oct 2007)
Mirabella Financial Services LLP (no longer approved here)
FRN 415559
- CF4 Partner (AR) (22 Jun 2009 to 31 Jul 2009)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.