Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF14 Risk Assessment (22 Dec 2005 to 9 Jan 2007)
- CF27 Investment Management (18 Jun 2004 to 19 Oct 2007)
- CF10 Compliance Oversight (25 Feb 2004 to 9 Jan 2007)
- CF11 Money Laundering Reporting (25 Feb 2004 to 9 Jan 2007)
- CF13 Finance (25 Feb 2004 to 1 Jan 2007)
- CF8 Apportionment and Oversight (1 Dec 2001 to 25 Feb 2004)
- CF21 Investment Adviser (1 Dec 2001 to 4 Oct 2007)
- CF3 Chief Executive (1 Dec 2001 to 25 Feb 2004)
- CF1 Director (1 Dec 2001 to 30 Mar 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.