Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • TMS Capital Limited (no longer approved here)

    FRN 195581

    • CF14 Risk Assessment (22 Dec 2005 to 9 Jan 2007)
    • CF27 Investment Management (18 Jun 2004 to 19 Oct 2007)
    • CF10 Compliance Oversight (25 Feb 2004 to 9 Jan 2007)
    • CF11 Money Laundering Reporting (25 Feb 2004 to 9 Jan 2007)
    • CF13 Finance (25 Feb 2004 to 1 Jan 2007)
    • CF8 Apportionment and Oversight (1 Dec 2001 to 25 Feb 2004)
    • CF21 Investment Adviser (1 Dec 2001 to 4 Oct 2007)
    • CF3 Chief Executive (1 Dec 2001 to 25 Feb 2004)
    • CF1 Director (1 Dec 2001 to 30 Mar 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.