Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
Touchstone Corporate Limited
FRN 674337
- 21. Advising or arranging (bringing about) equity release transactions
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- Appointed representative dealing with clients for which they require qualification (since 17 Apr 2023)
-
MB Capital Limited
FRN 504272
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Client dealing (since 15 Feb 2023)
- [FCA CF] Functions requiring qualifications (since 15 Feb 2023)
-
- CF30 Customer (29 Apr 2013 to 30 Sep 2013)
-
- CF30 Customer (12 Oct 2012 to 10 Jun 2013)
-
- CF30 Customer (1 Nov 2007 to 13 Oct 2009)
- CF21 Investment Adviser (5 Jul 2006 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (6 Jan 2006 to 7 Jul 2006)
-
- (3)Employed By (1 Oct 1998 to 24 Dec 2005)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.