Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 21. Advising or arranging (bringing about) equity release transactions
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • Appointed representative dealing with clients for which they require qualification (since 17 Apr 2023)
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 15 Feb 2023)
    • [FCA CF] Functions requiring qualifications (since 15 Feb 2023)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • CF30 Customer (29 Apr 2013 to 30 Sep 2013)
  • QUILTER WEALTH LIMITED (no longer approved here)

    FRN 217742

    • CF30 Customer (12 Oct 2012 to 10 Jun 2013)
  • Quilter Financial Planning Solutions Limited (no longer approved here)

    FRN 184591

    • CF30 Customer (1 Nov 2007 to 13 Oct 2009)
    • CF21 Investment Adviser (5 Jul 2006 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (6 Jan 2006 to 7 Jul 2006)
  • AJS IFA's (K473) (no longer approved here)

    FRN 186138

    • (3)Employed By (1 Oct 1998 to 24 Dec 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.