MB Capital Limited

• Principal Place of Business

  63 St Mary Axe

  London

  EC3A 8AA

  UNITED KINGDOM

  Phone

  +4402071399100

  Web

  https://www.mbcapital.co.uk

• Complaints Contact

  63 St Mary Axe

  London

  EC3A 8AA

  UNITED KINGDOM

  Phone

  +4402071399100

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• P2P Lending Advice

  For Eligible Counterparty, Professional, Retail (Investment)

• Pension Transfer Advice

  For Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from pension policies with a Guaranteed Annuity Rate.

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Debenture, Government and public security, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Debenture, Government and public security, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Buy-to-Let Start Date

• Buy-to-Let Status

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Debenture, Government and public security, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Retail (Investment), Debenture, Government and public security, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Ian Gjertsen

  IRN IXG01043

  • CF1 Director (1 Jul 2010 to 6 Mar 2012)
  • CF30 Customer (1 Jul 2010 to 31 Dec 2012)
• JAMES INGRAM

  IRN JXI01230

  • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • 14. Managing investments
  • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 14 Jan 2022)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (2 May 2017 to 8 Dec 2019)
• Jonathan Howells

  IRN JXH02369

  • CF30 Customer (5 Jul 2011 to 31 May 2012)
• Joshua Walter Parrott

  IRN JXP00865

  • [FCA CF] Client dealing (10 Oct 2023 to 21 Oct 2024)
  • [FCA CF] Functions requiring qualifications (10 Oct 2023 to 1 Oct 2024)
• Kayleigh Ryan

  IRN KXR00287

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • [FCA CF] Functions requiring qualifications (since 7 Feb 2024)
• Lewis Max Sell

  IRN LMS01127

  • CF30 Customer (30 Jun 2016 to 1 Aug 2016)
• Louis George Eyles

  IRN LXE00030

  • [FCA CF] Functions requiring qualifications (31 Mar 2022 to 14 Jul 2022)
  • [FCA CF] Client dealing (31 Mar 2022 to 14 Jul 2022)
• Louise Mary Smith

  IRN LXS00325

  • [FCA CF] Functions requiring qualifications (29 Jun 2023 to 1 Aug 2024)
• Marcus John Bullus

  IRN MJB01607

  • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • 14. Managing investments
  • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • Responsibility for MCD Intermediation (since 9 Dec 2022)
  • [FCA CF] Functions requiring qualifications (since 23 Dec 2021)
  • Responsible for Insurance Distribution (since 17 Sep 2021)
  • SMF16 Compliance Oversight (since 9 Dec 2019)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
  • SMF3 Executive Director (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF1 Director (1 Jul 2010 to 8 Dec 2019)
  • CF10 Compliance Oversight (1 Jul 2010 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (1 Jul 2010 to 8 Dec 2019)
  • CF3 Chief Executive (1 Jul 2010 to 6 Mar 2012)
  • CF30 Customer (1 Jul 2010 to 8 Dec 2019)
• Mark Anthony Amos

  IRN MAA00039

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • [FCA CF] Functions requiring qualifications (since 28 Feb 2023)
  • [FCA CF] Client dealing (since 28 Feb 2023)

• Cutfield Bernstein Limited (no longer appointed)

  FRN 750673 · Appointed 18 Oct 2016 · Until 27 Jul 2017

• SG Capital Management (no longer appointed)

  FRN 722679 · Appointed 30 Jun 2016 · Until 26 Aug 2016

No changes recorded yet.