Marcus John Bullus

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • MB Capital Limited

    FRN 504272

    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 14. Managing investments
    • Responsibility for MCD Intermediation (since 9 Dec 2022)
    • [FCA CF] Functions requiring qualifications (since 23 Dec 2021)
    • Responsible for Insurance Distribution (since 17 Sep 2021)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • CF3 Chief Executive (1 Jul 2010 to 6 Mar 2012)
    • CF1 Director (1 Jul 2010 to 8 Dec 2019)
    • CF10 Compliance Oversight (1 Jul 2010 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (1 Jul 2010 to 8 Dec 2019)
    • CF30 Customer (1 Jul 2010 to 8 Dec 2019)
  • Gain Capital UK Limited (no longer approved here)

    FRN 113942

    • CF30 Customer (6 May 2009 to 19 Jun 2009)

Recent activity

Updates to this individual's record on the FCA register.

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