Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 28 Feb 2023)
    • [FCA CF] Client dealing (since 28 Feb 2023)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • CF30 Customer (3 May 2013 to 18 Jun 2013)
  • QUILTER WEALTH LIMITED (no longer approved here)

    FRN 217742

    • CF30 Customer (6 Nov 2012 to 10 Jun 2013)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (19 Feb 2010 to 31 Jul 2010)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.