MB Capital Limited

• Principal Place of Business

  63 St Mary Axe

  London

  EC3A 8AA

  UNITED KINGDOM

  Phone

  +4402071399100

  Web

  https://www.mbcapital.co.uk

• Complaints Contact

  63 St Mary Axe

  London

  EC3A 8AA

  UNITED KINGDOM

  Phone

  +4402071399100

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• P2P Lending Advice

  For Eligible Counterparty, Professional, Retail (Investment)

• Pension Transfer Advice

  For Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from pension policies with a Guaranteed Annuity Rate.

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Debenture, Government and public security, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Debenture, Government and public security, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Buy-to-Let Start Date

• Buy-to-Let Status

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Debenture, Government and public security, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Retail (Investment), Debenture, Government and public security, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Neil Morris

  IRN NGM00002

  • [FCA CF] Functions requiring qualifications (15 May 2024 to 10 Jan 2025)
• Paul Sidney Anstee

  IRN PSA00002

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 25 Mar 2024)
  • [FCA CF] Functions requiring qualifications (since 25 Mar 2024)
• Richard Stephen Jones

  IRN RSJ01032

  • CF30 Customer (21 Nov 2016 to 26 Jan 2018)
• Robert William Craig

  IRN RWC01092

  • CF30 Customer (8 Sep 2010 to 24 Nov 2016)
• Russell Drayton

  IRN RJD01175

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 7 Mar 2023)
  • [FCA CF] Client dealing (since 7 Mar 2023)
• Saleem Ahmed

  IRN SXA01580

  • CF1 Director (AR) (23 Nov 2016 to 28 Oct 2019)
• Sheikh Nahida Rahman

  IRN SXR32270

  • [FCA CF] Client dealing (27 Mar 2023 to 27 Jun 2023)
  • [FCA CF] Functions requiring qualifications (27 Mar 2023 to 27 Jun 2023)
• Simon Charles Cater

  IRN SCC01120

  • CF30 Customer (6 Aug 2010 to 8 Feb 2011)
• Spencer Aaron Gilbert

  IRN SAG01116

  • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • 14. Managing investments
  • [FCA CF] Significant management (since 11 Jun 2024)
  • [FCA CF] Functions requiring qualifications (since 23 Dec 2021)
  • [FCA CF] Client dealing (since 9 Dec 2019)
• Stephen Kenneth Osbiston

  IRN SKO00001

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 24 Apr 2024)
  • [FCA CF] Functions requiring qualifications (since 24 Apr 2024)

• Cutfield Bernstein Limited (no longer appointed)

  FRN 750673 · Appointed 18 Oct 2016 · Until 27 Jul 2017

• SG Capital Management (no longer appointed)

  FRN 722679 · Appointed 30 Jun 2016 · Until 26 Aug 2016

No changes recorded yet.