Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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MB Capital Limited
FRN 504272
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Functions requiring qualifications (since 25 Mar 2024)
- [FCA CF] Client dealing (since 25 Mar 2024)
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- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 21 Mar 2024)
- [FCA CF] Client dealing (9 Dec 2019 to 21 Mar 2024)
- CF30 Customer (24 Jul 2019 to 8 Dec 2019)
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- CF1 Director (AR) (6 Oct 2011 to 31 May 2019)
- CF30 Customer (6 Oct 2011 to 31 May 2019)
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- CF30 Customer (17 May 2010 to 5 Oct 2011)
- CF1 Director (AR) (22 Jul 2009 to 5 Oct 2011)
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- (4)Employed By (1 Dec 2001 to 29 Mar 2005)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.