Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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MB Capital Limited
FRN 504272
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Functions requiring qualifications (since 7 Mar 2023)
- [FCA CF] Client dealing (since 7 Mar 2023)
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- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 29 Oct 2021)
- CF30 Customer (23 Apr 2012 to 29 Oct 2021)
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- Employed By (23 Apr 2012 to 29 Oct 2021)
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- CF30 Customer (3 Sep 2010 to 10 May 2012)
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- CF30 Customer (1 Nov 2007 to 16 Sep 2010)
- CF22 Investment Adviser (Trainee) (25 May 2007 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.