MB Capital Limited
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
63 St Mary AxeLondonEC3A 8AAUNITED KINGDOM- Phone
- +4402071399100
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Complaints Contact
63 St Mary AxeLondonEC3A 8AAUNITED KINGDOM- Phone
- +4402071399100
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Buy-to-Let Mortgage Advice
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Buy-to-Let Mortgage Arranging
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P2P Lending Advice
For Eligible Counterparty, Professional, Retail (Investment)
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Pension Transfer Advice
For Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
- · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from pension policies with a Guaranteed Annuity Rate.
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Investment Advice (no pensions)
For Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Debenture, Government and public security, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Mortgage Advice
For Customer, Regulated mortgage contract
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Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Debenture, Government and public security, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Mortgage Arranging
For Customer, Regulated mortgage contract
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Arranges Asset Safekeeping
For Eligible Counterparty, Professional, Retail (Investment), Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Buy-to-Let Start Date
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Buy-to-Let Status
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Stockbroking
For Eligible Counterparty, Professional, Retail (Investment), Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Mortgage Setup
For Customer, Regulated mortgage contract
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Investment Setup
For Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Debenture, Government and public security, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Manages Your Portfolio
For Professional, Retail (Investment), Debenture, Government and public security, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Stephen Nicholas Brunt
IRN SNB01050
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Client dealing (since 1 Mar 2024)
- [FCA CF] Functions requiring qualifications (since 1 Mar 2024)
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Stuart James Rhodes
IRN SXR00232
- [FCA CF] Functions requiring qualifications (14 Mar 2024 to 1 Aug 2024)
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Thomas Richardson
IRN TXR01350
- CF30 Customer (17 Nov 2013 to 5 Aug 2016)
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Thomas William Gordon Biggar
IRN TWB01047
- [FCA CF] Functions requiring qualifications (14 Dec 2021 to 5 Sep 2025)
- [FCA CF] Client dealing (1 Nov 2021 to 5 Sep 2025)
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Timothy Hugh Boler
IRN THB01035
- CF30 Customer (1 Jul 2010 to 31 Dec 2012)
- CF1 Director (1 Jul 2010 to 18 Nov 2014)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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Cutfield Bernstein Limited (no longer appointed)
FRN 750673 · Appointed 18 Oct 2016 · Until 27 Jul 2017
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.