Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 8 Sep 2025)
    • [FCA CF] Client dealing (since 8 Sep 2025)
  • MB Capital Limited (no longer approved here)

    FRN 504272

    • [FCA CF] Functions requiring qualifications (14 Dec 2021 to 5 Sep 2025)
    • [FCA CF] Client dealing (1 Nov 2021 to 5 Sep 2025)
  • Woodgrange Associates (IFA) Ltd (no longer approved here)

    FRN 785754

    • [FCA CF] Functions requiring qualifications (12 Dec 2019 to 29 Oct 2021)
  • GEMINI WEALTH MANAGEMENT LTD (no longer approved here)

    FRN 458880

    • CF30 Customer (28 Nov 2007 to 1 Feb 2011)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.