Woodgrange Associates (IFA) Ltd

• Principal Place of Business

  Unit 5

  Diss Business Hub

  Hopper Way

  Diss

  Norfolk

  IP22 4GT

  UNITED KINGDOM

  Phone

  +441379644884

  Web

  https://www.advieswealth.com

• Complaints Contact

  Unit 5

  Diss Business Hub

  Hopper Way

  Diss

  Norfolk

  IP22 4GT

  UNITED KINGDOM

  Phone

  +441379644884

• P2P Lending Advice

  For Commercial, Professional

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Credit Brokering

• Stockbroking

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Aatif Shafi

  IRN AXS01145

  • 11. Pension transfer specialist
  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Functions requiring qualifications (since 1 Jun 2022)
  • [FCA CF] Client dealing (since 9 Dec 2020)
• Ernest Thomas

  IRN TXT00003

  • Responsible for Insurance Distribution (1 Oct 2018 to 17 Sep 2019)
  • CF1 Director (31 Jul 2018 to 17 Sep 2019)
  • CF10 Compliance Oversight (31 Jul 2018 to 17 Sep 2019)
  • Responsibility for MCD Intermediation (31 Jul 2018 to 17 Sep 2019)
  • Responsible for Insurance Mediation (31 Jul 2018 to 30 Sep 2018)
  • CF11 Money Laundering Reporting (31 Jul 2018 to 17 Sep 2019)
• Gerald Richard Barton

  IRN GRB01121

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
• Philip Charles Dobson

  IRN PCD01076

  • SMF3 Executive Director (9 Dec 2019 to 6 Jun 2023)
  • CF1 Director (11 Oct 2019 to 8 Dec 2019)
• Stephen Andrew Jacobs

  IRN SAJ01138

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 11. Pension transfer specialist
  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • Responsible for Insurance Distribution (since 6 Feb 2020)
  • SMF1 Chief Executive (since 5 Feb 2020)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 5 Feb 2020)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • [FCA CF] Significant management (since 9 Dec 2019)
  • SMF16 Compliance Oversight (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF10 Compliance Oversight (25 Sep 2019 to 8 Dec 2019)
  • CF29 Significant management (25 Sep 2019 to 8 Dec 2019)
  • CF30 Customer (31 Jul 2018 to 8 Dec 2019)
• Thomas William Gordon Biggar

  IRN TWB01047

  • [FCA CF] Functions requiring qualifications (12 Dec 2019 to 29 Oct 2021)

No changes recorded yet.