Stephen Andrew Jacobs

Last updated
6 days ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Woodgrange Associates (IFA) Ltd

    FRN 785754

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 11. Pension transfer specialist
    • Responsible for Insurance Distribution (since 6 Feb 2020)
    • SMF1 Chief Executive (since 5 Feb 2020)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 5 Feb 2020)
    • [FCA CF] Significant management (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • CF29 Significant management (25 Sep 2019 to 8 Dec 2019)
    • CF10 Compliance Oversight (25 Sep 2019 to 8 Dec 2019)
    • CF30 Customer (31 Jul 2018 to 8 Dec 2019)
  • Artless Wealth Ltd (no longer approved here)

    FRN 925231

    • SMF16 Compliance Oversight (1 Apr 2021 to 3 Jan 2024)
    • SMF17 Money Laundering Reporting Officer (MLRO) (1 Apr 2021 to 3 Jan 2024)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.