Ernest Thomas

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Woodgrange Associates (IFA) Ltd (no longer approved here)

    FRN 785754

    • Responsible for Insurance Distribution (1 Oct 2018 to 17 Sep 2019)
    • CF1 Director (31 Jul 2018 to 17 Sep 2019)
    • CF10 Compliance Oversight (31 Jul 2018 to 17 Sep 2019)
    • CF11 Money Laundering Reporting (31 Jul 2018 to 17 Sep 2019)
    • Responsibility for MCD Intermediation (31 Jul 2018 to 17 Sep 2019)
    • Responsible for Insurance Mediation (31 Jul 2018 to 30 Sep 2018)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.