Masterplan Financial Ltd

• Principal Place of Business

  Unit 8

  Trinity Place

  Midland Drive

  Sutton Coldfield

  Birmingham

  B72 1TX

  UNITED KINGDOM

  Phone

  +441213550905

  Web

  https://www.masterplan-fs.com

• Complaints Contact

  Unit 8

  Trinity Place

  Midland Drive

  Sutton Coldfield

  Birmingham

  B72 1TX

  UNITED KINGDOM

  Phone

  +441213550905

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• P2P Lending Advice

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from pension policies with a Guaranteed Annuity Rate.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Debt Advice

  Show 1 limitation Hide limitations

  • · This permission is limited to debt counselling with no debt management activity

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Anne Hopkins

  IRN AXH01846

  • [FCA CF] Functions requiring qualifications (26 Jan 2023 to 8 Dec 2023)
  • [FCA CF] Client dealing (26 Jan 2023 to 8 Dec 2023)
• Chloe Louise Worrod

  IRN CLW01109

  • [FCA CF] Client dealing (17 Feb 2023 to 13 Dec 2024)
  • [FCA CF] Functions requiring qualifications (17 Feb 2023 to 13 Dec 2024)
• Elizabeth Louise Garfitt

  IRN EXG00065

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 27 Oct 2023)
• Gary Evans

  IRN GXE01181

  • [FCA CF] Client dealing (17 Feb 2023 to 13 Dec 2024)
  • [FCA CF] Functions requiring qualifications (17 Feb 2023 to 13 Dec 2024)
• Jason Mark Dutton

  IRN JMD01199

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 23 Jan 2023)
• John Alexander Draper

  IRN JAD01226

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Client dealing (since 1 Sep 2022)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 2 Nov 2020)
  • SMF16 Compliance Oversight (since 2 Nov 2020)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • SMF3 Executive Director (since 9 Dec 2019)
  • Responsible for Insurance Distribution (since 1 Oct 2018)
  • Responsibility for MCD Intermediation (since 1 Nov 2016)
  • Responsible for Insurance Mediation (1 Nov 2016 to 30 Sep 2018)
  • CF1 Director (1 Nov 2016 to 8 Dec 2019)
• Joseph Elliot Young

  IRN JXY00034

  • 21. Advising or arranging (bringing about) equity release transactions
  • 9A. Advising on P2P agreements
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • [FCA CF] Client dealing (since 1 Mar 2021)
  • [FCA CF] Functions requiring qualifications (since 1 Mar 2021)
• Liam Fearon

  IRN LXF01099

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 12 May 2023)
  • [FCA CF] Client dealing (since 12 May 2023)
• Libby Mills

  IRN LXM00684

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • [FCA CF] Functions requiring qualifications (since 18 Mar 2024)
• Mark Griffiths

  IRN MXG02143

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • [FCA CF] Functions requiring qualifications (since 22 Nov 2023)

No changes recorded yet.