Anne Hopkins

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • St. James's Place Wealth Management Plc

    FRN 195351

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 6 Feb 2024)
    • CF30 Customer (since 5 Feb 2024)
  • Anne Hopkins

    FRN 1006953

    • (1)Employed By (since 5 Feb 2024)
  • Masterplan Financial Ltd (no longer approved here)

    FRN 746267

    • [FCA CF] Functions requiring qualifications (26 Jan 2023 to 8 Dec 2023)
    • [FCA CF] Client dealing (26 Jan 2023 to 8 Dec 2023)
  • AFH Independent Financial Services Limited (no longer approved here)

    FRN 216704

    • [FCA CF] Functions requiring qualifications (12 May 2022 to 25 Jan 2023)
    • [FCA CF] Client dealing (12 May 2022 to 25 Jan 2023)
  • Best Practice IFA Group Limited (no longer approved here)

    FRN 223112

    • [FCA CF] Client dealing (9 Dec 2019 to 30 Sep 2021)
    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 30 Sep 2021)
    • CF30 Customer (8 Oct 2019 to 30 Sep 2021)
  • Prime Wealth Planning Ltd (no longer approved here)

    FRN 586270

    • (4)Employed By (8 Oct 2019 to 30 Sep 2021)
  • YELLOWTAIL FINANCIAL PLANNING LIMITED (no longer approved here)

    FRN 448410

    • CF30 Customer (17 Feb 2016 to 9 May 2016)
  • Shipman Wealth Management Ltd (no longer approved here)

    FRN 456896

    • CF30 Customer (22 Jun 2015 to 27 Jan 2016)
  • M&G ADVICE PARTNERS LIMITED (no longer approved here)

    FRN 584256

    • CF30 Customer (19 Nov 2013 to 4 Jan 2015)
  • Aviva Administration Limited (no longer approved here)

    FRN 185746

    • CF22 Investment Adviser (Trainee) (13 Dec 2006 to 8 Jun 2007)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: Employed By at Anne Hopkins

  2. controlled function added: (1)Employed By at Anne Hopkins