Liam Fearon

Last updated
1 week ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Masterplan Financial Ltd

    FRN 746267

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 12 May 2023)
    • [FCA CF] Client dealing (since 12 May 2023)
  • D & A Investments Partnership Limited (no longer approved here)

    FRN 761091

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 18 Jan 2022)
    • CF1 Director (AR) (15 Feb 2018 to 19 Jan 2022)
    • CF30 Customer (12 Feb 2018 to 19 Jan 2022)
  • Vision Independent Financial Planning Ltd (no longer approved here)

    FRN 487395

    • CF30 Customer (3 Oct 2016 to 2 Feb 2018)
    • CF1 Director (AR) (3 Oct 2016 to 2 Feb 2018)
  • TLP Partnership Ltd (no longer approved here)

    FRN 755640

    • Employed By (3 Oct 2016 to 2 Feb 2018)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF21 Investment Adviser (28 Feb 2005 to 28 Sep 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.