Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Client dealing (since 17 Feb 2023)
- [FCA CF] Functions requiring qualifications (since 17 Feb 2023)
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- [FCA CF] Functions requiring qualifications (23 Dec 2021 to 30 Dec 2022)
- [FCA CF] Client dealing (9 Dec 2019 to 30 Dec 2022)
- CF30 Customer (30 Jun 2016 to 1 Aug 2016)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.