Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
Hoxton Wealth (UK) Ltd
FRN 586130
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- [FCA CF] Client dealing (since 16 Apr 2025)
- [FCA CF] Functions requiring qualifications (since 13 Jan 2025)
-
Hoxton Capital Management (UK) Ltd
FRN 826793
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- [FCA CF] Client dealing (since 23 Jun 2021)
- [FCA CF] Functions requiring qualifications (since 23 Jun 2021)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.