Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 18 Feb 2025)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 18 Feb 2025)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • Appointed representative dealing with clients for which they require qualification (12 Jan 2024 to 2 Jan 2025)
    • CF30 Customer (31 Dec 2023 to 2 Jan 2025)
  • Crystal Clear FS Limited (no longer approved here)

    FRN 500862

    • Employed By (31 Dec 2023 to 2 Jan 2025)
  • Finsgate LLP (no longer approved here)

    FRN 522649

    • [FCA CF] Client dealing (1 Aug 2022 to 31 Jan 2024)
    • [FCA CF] Functions requiring qualifications (1 Aug 2022 to 31 Jan 2024)
  • Hoxton Capital Management (UK) Ltd (no longer approved here)

    FRN 826793

    • CF30 Customer (8 Oct 2020 to 14 Feb 2022)
  • Adsen Moore Financial Consulting Ltd (no longer approved here)

    FRN 923170

    • Employed By (8 Oct 2020 to 14 Feb 2022)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.