Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Affinity Financial Awareness Limited
FRN 409160
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Functions requiring qualifications (since 18 Feb 2025)
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Wealth At Work Limited
FRN 417367
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Functions requiring qualifications (since 18 Feb 2025)
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- Appointed representative dealing with clients for which they require qualification (12 Jan 2024 to 2 Jan 2025)
- CF30 Customer (31 Dec 2023 to 2 Jan 2025)
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- Employed By (31 Dec 2023 to 2 Jan 2025)
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- [FCA CF] Client dealing (1 Aug 2022 to 31 Jan 2024)
- [FCA CF] Functions requiring qualifications (1 Aug 2022 to 31 Jan 2024)
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- CF30 Customer (8 Oct 2020 to 14 Feb 2022)
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- Employed By (8 Oct 2020 to 14 Feb 2022)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.