Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Hoxton Wealth (UK) Ltd (no longer approved here)

    FRN 586130

    • SMF16 Compliance Oversight (16 Oct 2024 to 28 Jan 2025)
    • SMF17 Money Laundering Reporting Officer (MLRO) (16 Oct 2024 to 28 Jan 2025)
  • Hoxton Capital Management (UK) Ltd (no longer approved here)

    FRN 826793

    • SMF16 Compliance Oversight (16 Oct 2024 to 28 Jan 2025)
    • SMF17 Money Laundering Reporting Officer (MLRO) (16 Oct 2024 to 28 Jan 2025)
  • Wise Investments Ltd (no longer approved here)

    FRN 230553

    • SMF16 Compliance Oversight (1 Jan 2023 to 31 Jul 2024)
    • SMF17 Money Laundering Reporting Officer (MLRO) (1 Jan 2023 to 31 Jul 2024)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.