Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • CF30 Customer (13 Jul 2018 to 8 Dec 2019)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF30 Customer (22 May 2014 to 1 Jun 2015)
    • CF21 Investment Adviser (24 Apr 2003 to 23 Jun 2004)
    • CF22 Investment Adviser (Trainee) (12 Feb 2002 to 24 Apr 2003)
  • SKIPTON FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 100013

    • CF30 Customer (1 Nov 2007 to 10 Oct 2008)
    • CF21 Investment Adviser (18 Jul 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (21 Mar 2006 to 18 Jul 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.