Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Pension Works Limited
FRN 739922
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
- CF30 Customer (13 Jul 2018 to 8 Dec 2019)
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- CF30 Customer (22 May 2014 to 1 Jun 2015)
- CF21 Investment Adviser (24 Apr 2003 to 23 Jun 2004)
- CF22 Investment Adviser (Trainee) (12 Feb 2002 to 24 Apr 2003)
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- CF30 Customer (1 Nov 2007 to 10 Oct 2008)
- CF21 Investment Adviser (18 Jul 2007 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (21 Mar 2006 to 18 Jul 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.