Hawsons Wealth Management Limited

• Principal Place of Business

  Pegasus House

  463a Glossop Road

  Sheffield

  South Yorkshire

  S10 2QD

  UNITED KINGDOM

  Phone

  +4401142296557

  Web

  https://www.hawsons.co.uk/financial-advice/

• Complaints Contact

  Pegasus House

  463a Glossop Road

  Sheffield

  South Yorkshire

  S10 2QD

  UNITED KINGDOM

  Phone

  +4401142296557

• P2P Lending Advice

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Stakeholder pension scheme, Unit

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  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Martin Andrew Wilmott

  IRN MAW01375

  • SMF3 Executive Director (9 Dec 2019 to 4 Jul 2022)
  • CF1 Director (16 Apr 2018 to 8 Dec 2019)
• Martyn John Weatherall

  IRN MJW00189

  • CF1 Director (3 Dec 2012 to 21 Dec 2018)
• Matthew James Whittam

  IRN MJW01615

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (5 Jan 2016 to 8 Dec 2019)
• Natasha Claire Fathers

  IRN NCF01021

  • [FCA CF] Manager of certification employee (14 Dec 2020 to 29 Jan 2025)
  • SMF17 Money Laundering Reporting Officer (MLRO) (11 Dec 2020 to 29 Jan 2025)
  • Responsibility for MCD Intermediation (11 Dec 2020 to 29 Jan 2025)
  • Responsible for Insurance Distribution (11 Dec 2020 to 29 Jan 2025)
  • SMF16 Compliance Oversight (11 Dec 2020 to 29 Jan 2025)
  • SMF3 Executive Director (11 Dec 2020 to 29 Jan 2025)
  • [FCA CF] Client dealing (9 Dec 2019 to 29 Jan 2025)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 29 Jan 2025)
  • CF30 Customer (7 Sep 2015 to 8 Dec 2019)
• Nigel Peter Arthur Smith

  IRN NPS00017

  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 14 Dec 2020)
  • SMF16 Compliance Oversight (9 Dec 2019 to 14 Dec 2020)
  • SMF3 Executive Director (9 Dec 2019 to 25 May 2021)
  • [FCA CF] Manager of certification employee (9 Dec 2019 to 31 Mar 2021)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Mar 2021)
  • [FCA CF] Client dealing (9 Dec 2019 to 31 Mar 2021)
  • Responsibility for MCD Intermediation (24 Oct 2018 to 14 Dec 2020)
  • CF10 Compliance Oversight (3 Dec 2012 to 8 Dec 2019)
  • CF1 Director (3 Dec 2012 to 8 Dec 2019)
  • Responsible for Insurance Mediation (3 Dec 2012 to 27 Jun 2018)
  • CF30 Customer (3 Dec 2012 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (3 Dec 2012 to 8 Dec 2019)
• Paul Andrew Wormald

  IRN PXW00335

  • SMF3 Executive Director (since 21 Oct 2022)
• Peter James Wilmer

  IRN PXW09811

  • SMF3 Executive Director (since 9 Dec 2019)
  • CF1 Director (21 Jan 2019 to 8 Dec 2019)
• Richard Mark Burkimsher

  IRN RMB01185

  • SMF3 Executive Director (9 Dec 2019 to 28 Mar 2023)
  • CF1 Director (17 Jan 2014 to 8 Dec 2019)
• Richard Webster Marsh

  IRN RWM00057

  • CF1 Director (3 Dec 2012 to 29 Mar 2018)
• Scott William Sanderson

  IRN SXS05181

  • SMF3 Executive Director (since 15 Feb 2024)

No changes recorded yet.