Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 21. Advising or arranging (bringing about) equity release transactions
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 4 Jan 2021)
    • [FCA CF] Client dealing (since 4 Jan 2021)
  • Sandringham Financial Partners Limited (no longer approved here)

    FRN 581304

    • CF30 Customer (13 Jun 2019 to 8 Dec 2019)
  • LEBC Group Limited (no longer approved here)

    FRN 760755

    • CF30 Customer (1 Aug 2017 to 17 May 2019)
  • TenetConnect Limited (no longer approved here)

    FRN 149826

    • CF30 Customer (5 May 2015 to 31 Jul 2017)
  • LEBC Group Ltd (no longer approved here)

    FRN 191818

    • Employed By (27 Apr 2015 to 31 Jul 2017)
  • Phoenix Wealth Services Limited (no longer approved here)

    FRN 465753

    • CF30 Customer (21 Mar 2011 to 30 Jul 2012)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.