Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Hawsons Wealth Management Limited
FRN 586696
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 21. Advising or arranging (bringing about) equity release transactions
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 7. Giving personal recommendations on long-term care insurance contracts
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- [FCA CF] Functions requiring qualifications (since 4 Jan 2021)
- [FCA CF] Client dealing (since 4 Jan 2021)
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- CF30 Customer (13 Jun 2019 to 8 Dec 2019)
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- CF30 Customer (1 Aug 2017 to 17 May 2019)
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- CF30 Customer (5 May 2015 to 31 Jul 2017)
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- Employed By (27 Apr 2015 to 31 Jul 2017)
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- CF30 Customer (21 Mar 2011 to 30 Jul 2012)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.